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431	SEC Municipal Advisor Rule Disclaimer (Dated July 1, 2014) The following notice has been prepared and made available by the New Mexico Department of Transportation (“NMDOT”), in light of the Securities and Exchange C Add to Reading List Source URL: dot.state.nm.us Language: English - Date: 2014-08-23 03:31:05 Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation U.S. Securities and Exchange Commission Public Financial Management Economics Government Finance Public finance 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act
432	Proposed Resolution for Consideration by the CollegeCounts 529 Board of Trustees at its meeting on August 8, 2012 WHEREAS, the Legislature created the Wallace-Folsom College Savings Investment Plan (the “Plan”) pursu Add to Reading List Source URL: www.treasury.state.al.us Language: English - Date: 2012-08-14 10:39:27 Wilshire Associates Investment management Dividend Investment Advisor Financial economics Financial services Investment
433	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Professionally Managed Portfolios and Balter Liquid Alternatives, LLC; Notice of Application April 8, 2014 Agency: Securities and E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 17:36:47 Finance 76th United States Congress Investment Advisers Act Financial adviser Registered Investment Advisor Collective investment scheme Investment Company Act Regulation S-X Investment management Financial economics Investment Financial services
434	ROLE OF THE PARLIAMENTARY BUDGET OFFICER Notes for Remarks by Allan Darling Senior Special Advisor Parliamentary Budget Officer Project Financial Management Institute Professional Development Week 2006 Congress Centre: N Add to Reading List Source URL: www.sussexcircle.com Language: English - Date: 2011-07-19 14:31:19 Estimates Congressional Budget Office Parliament of Singapore Government Kevin Page Canada Parliamentary Budget Officer Westminster system
435	Comments on[removed]and S7[removed]from Ron A. Rhoades, Chief Compliance Officer, Joseph Capital Management, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-25 16:46:24 Business Registered Investment Advisor Financial adviser Broker-dealer Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Net capital rule Ameriprise Financial Financial economics Finance Investment
436	Daniel R. Waltcher Managing Director and Senior Counsel 40 East ~ 2 Street " ~ New York, NY[removed]3425 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-26 11:11:22 Financial services Hedge fund Mutual fund BlackRock Collective investment scheme Management fee Investment management Registered Investment Advisor Financial adviser Financial economics Investment Finance
437	Regina Kearney, CPA Senior Advisor Office of Federal Financial Management Currently, Ms. Kearney is the Senior Advisor to the Deputy Controller in the Office of Federal Financial Management. In this role, Ms. Kearney’s Add to Reading List Source URL: www.ignet.gov Language: English - Date: 2012-03-27 16:09:42 Comptroller Colm Kearney Military-industrial complex United States Department of Defense Accountant
438	JOSEPH CAPITAL MANAGEMENT, LLC A FEE ONLY INVESTMENT ADVISORY FIRM ________________________________________________________________________________________________________ April 5, 2004 The Honorable William H. Donaldson Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-08 17:42:20 Financial services Investment 76th United States Congress United States securities law Registered Investment Advisor Financial adviser Investment Advisers Act Investment Advisor U.S. Securities and Exchange Commission Financial economics Finance Business
439	National Examination Program Examination Priorities for 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-21 16:48:54 Financial services Economics Auditing Registered Investment Advisor Financial adviser Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Investment management Financial economics Investment Finance
440	FINANCIAL EDUCATION FOR AMERICAN EXPATS You would like to better plan your finances, investments, and future, but as an expat, you are facing communication difficulties and lack of Add to Reading List Source URL: eacc-ra.com Language: English - Date: 2014-06-16 07:09:24 Finance Financial adviser Registered Investment Advisor Financial Advisor Wealth management Investment Advisor Financial Industry Regulatory Authority Financial economics Business LPL Financial

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